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အတွင်းလူ ကုန်သွယ်မှု မူဝါဒ (Insider Trading Policy)- 5.Aud.3

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Insider Trading Policy Quizs

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1. What is the primary purpose of Concordia Public Company Limited's Insider Trading Policy?
To regulate employee working hours To prevent insider trading and ensure compliance with securities laws To improve customer service standards To establish guidelines for company branding
2. 2. What does the term 'Blackout Period' refer to in the Insider Trading Policy?
A period when employees are prohibited from trading company securities A time when the company undergoes financial audits A phase of employee training sessions A period of reduced trading activity in the stock market
3. 3. Who is considered an 'Insider' under the policy?
Only board members Anyone with access to material non-public information All employees of the company Shareholders owning more than 10% of the company
4. 4. What is 'Material Information' as defined in the policy?
Information that is publicly available Information that could influence an investor's decision to buy or sell securities Details about employee salaries General company updates shared in newsletters
5. 5. What action is prohibited during the 'Blackout Period'?
Discussing company policies with colleagues Trading company securities Attending board meetings Using company resources for personal projects
6. 6. What is the 'Trading Window' in the context of the policy?
The timeframe when employees can freely trade company securities A period for submitting financial reports A window for scheduling employee training A phase for launching new products
7. 7. What should an employee do if they possess material non-public information?
Immediately disclose it to the public Avoid trading company securities until the information is made public Share it with colleagues for discussion Use it to make profitable trades
8. 8. What is the role of the Compliance Officer in the Insider Trading Policy?
To oversee employee performance reviews To ensure adherence to the policy and provide guidance on trading activities To manage company finances To organize company events
9. 9. What is considered 'Non-public Information' under the policy?
Information shared in press releases Information not yet disclosed to the public that could impact stock prices Details about company events Employee contact information
10. 10. What is the consequence of violating the Insider Trading Policy?
A warning letter from the company Legal penalties, including fines and imprisonment Mandatory attendance at training sessions Loss of employee benefits